Prof.
Mentz offers consulting in severals areas of law,
education, training, marketing, and management:
Presently,
Prof Mentz teaches these post-juris-doctorate level
courses for an accredited law school.
Chartered Asset Management
This advanced course requires the student to analyze
hypothetical cases and existing law to determine the
best techniques to bring their advice all together
for the wealth manager's client. Students will learn
how to collect the necessary information for a full
analysis of the client's needs. Students will learn
how to evaluate client assets, client objectives,
family dynamics, and family corporations. The student
should be able to successfully examine a full case
study analysis for any given wealth management situation
and then provide a complete set of recommendations
that are in the best interests of the client. This
course involves case study, data collection and analysis,
research, writing, legal citations, and a final project
as part of its terminal course objectives. Moreover,
the student will learn how to put a team together
that can facilitate proposals. Topics include investments
and jurisdictions and offshore investing, client asset
analysis, estate planning analysis, wills and trusts,
retirement plans, stock options, retirement analysis,
fiduciary duties, asset protection, philanthropy,
and international financial products for high net
worth persons.
Chartered Portfolio Manager (Inv. Mgt.)
The role of international consulting, tax firms, and
financial institutions has expanded since the repeal
of the Glass-Steagall Act to include a mix of asset
and portfolio management (securities investments),
banking and insurance law. Cognizant of the extensive
regulation in this area, advisors, tax lawyers, bankers,
managers, compliance officers, and accountants are
required to observe and utilize strategic investment-risk
management skills while complying with regulatory
requirements. This course analyzes investment management
and the compliance issues involved while incorporating
case studies, practical knowledge, and assessment
of legal knowledge in the area of compliance and investment
management. Topics include investment policy and law;
fiduciary rules and regulations for investment advisors
and managers; prudent investor rules; and investment
products: mutual funds, ETFs and 401Ks; insurance
products, services and regulation; hedge funds history
and law; SEC and NASD regulation of RIAs (Registered
Investment Advisors); stocks: fixed income, dividend,
and growth; bonds (corporate and tax free); asset
allocation and portfolio management; risk management;
fundamental and technical analysis; measuring returns;
client review and communication; disclosure; privacy;
annual reporting; and investment management, legal
compliance and ethics.
Chartered Wealth Manager
This course focuses on the basic practical topics
and skills involved in wealth management, private
banking, and high net worth consulting. Some domestic
and international tax knowledge is required for this
course so that the student may synthesize tax skills
with related industry laws, financial services and
product knowledge. Advising clients on a day-to-day
basis may involve securities regulation, tax and portfolio
management skills, estate planning and insurance analysis,
international banking and economic awareness along
with observing ethics and professionalism. Specific
topics covered include client objectives and compliance,
NASD and stock broker regulation & registered
investment advisor law, investment or portfolio law
and taxation, fundamentals of retirement law and taxation,
wealth management fundamentals and strategy, trust,
estate planning, insurance law and strategy, money
banking and financial law and regulation, us economics,
law, and fundamentals, client communication and client
evaluation & review, portfolio and wealth management
analysis, wealth management & high net worth private
banking legal strategy, ethics, regulation, and CPA's
and lawyer integration.